Squamous cell carcinoma of the head and neck (SCCHN) is a serious healthcare problem in the United
States and worldwide. Thus, the development of preventive approaches using specific natural or synthetic
chemical corn-pounds (chemoprevention) is highly desirable to reduce the incidence of SCCHN. Several
chemo-pre-ventive regimens have been tested in preclinical and clinical settings, but no promising regimens
have been well documented. In this study, we propose to use a combination of green tea polyphenon E
(PPE) and erlotinib (Tarceva or OSI-774), a tyrosine kinase inhibitor (TKI) of the epidermal growth factor
receptor (EGFR), to prevent advanced premalignant lesions of the head and neck. Both PPE and EGFR-TKI
have shown strong anticancer activity and chemopreventive efficacy as single agents in a variety of cancer
types, including SCCHN. Our preliminary studies have shown that the combination of epigallocatechin
gallate (EGCG), a major polyphenol extracted from green tea, with erlotinib synergistically inhibited the
growth of SCCHN cells in vitro and in vivo. This inhibitory effect was associated with the induction of cell
cycle arrest and apoptosis. Furthermore, this combination cooperatively reduced phosphorylation levels of
EGFR and AKT. Both EGCG and erlotinib also regulate expression and cell surface localization of E-
cadherin, suggesting that they may inhibit epithelial to mesenchymal transition (EMT) of the malignant
epithelial cells. Based on these findings, we hypothesize that combined treatment with PPE and erlotinib
can additively/synergistically inhibit carcinogenesis, as reflected by biomarker expression, in patients with
premalignant lesions of the head and neck. To test this hypothesis we propose the following specific aims:
(1) To under-stand the underlying mechanisms of the effect of combined treatment with EGCG (and/or PPE)
and erlotinib on signal transduction pathways responsible for SCCHN progression and survival; (2) To
conduct a phase I trial of combined treatment with PPE and erlotinib in patients with premalignant lesions of
the head and neck; (3) To identify biomarkers relevant for this treatment in patients' specimens and explore
correlative alterations in the proposed biomarkers with clinical and pathological findings. The clinical
development of this combination of agents as a cancer preventive regimen may contribute to reducing the
incidence of SCCHN. This may be further enhanced by the identification of tumor markers that can serve as
indicators for treatment efficacy.
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